50-State Financial Services Licensing Compliance Guide
Rhode Island Finance Licensing
Licenses are typically required for individuals and businesses that provide finance industry services in the United States. This guide contains information about professional finance licensing in Rhode Island.
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Company Licenses
Rhode Island Financial Services Company Licenses
Rhode Island Check Casher Branch Certificate
| Agency: | Rhode Island Department of Business Regulation - Division of Banking |
| Foreign Qualification is Prerequisite: | No |
| Registered Agent (Special Agency) Required? | No |
Initial Registration
| Instructions: | |
| Filing Method: | |
| Agency Fee: | $540 license fee + $15 credit report fee + $36.25 background check fee |
Registration Renewal
| Filing Method: | |
| Agency Fee: | $415 |
| Due: |
|
Rhode Island Check Casher License
| Agency: | Rhode Island Department of Business Regulation - Division of Banking |
| Foreign Qualification is Prerequisite: | Yes |
| Registered Agent (Special Agency) Required? | Yes |
Initial Registration
| Instructions: | |
| Filing Method: | |
| Agency Fee: | $540 license fee + $15 credit report fee + $36.25 background check fee |
Registration Renewal
| Filing Method: | |
| Agency Fee: | $465 |
| Due: |
|
Rhode Island Currency Transmitter License
| Agency: | Rhode Island Department of Business Regulation - Division of Banking |
| Foreign Qualification is Prerequisite: | Yes |
| Registered Agent (Special Agency) Required? | Yes |
Initial Registration
| Instructions: | |
| Filing Method: | |
| Agency Fee: | $500 application fee + $1000 license/registration fee + $15 credit report fee + $36.25 background check fee + $0.25 fee per agent per year |
Registration Renewal
| Filing Method: | |
| Agency Fee: | $1,105 |
| Due: |
|
Rhode Island Debt Collector Branch Certificate
| Agency: | Rhode Island Department of Business Regulation - Division of Banking |
Initial Registration
| Filing Method: | |
| Agency Fee: | $120 |
Registration Renewal
| Filing Method: | |
| Agency Fee: | $155 |
| Due: | Annually by December 31. |
Amendment
| Filing Method: | |
| Agency Fee: | $0 |
| Notes: | Changes to a branch office address or branch office manager can be reported online. |
Rhode Island Debt Collector Registration
| Agency: | Rhode Island Department of Business Regulation - Division of Banking |
| Foreign Qualification is Prerequisite: | Yes |
| Registered Agent (Special Agency) Required? | Yes |
Initial Registration
| Filing Method: | |
| Agency Fee: | $100 |
Registration Renewal
| Filing Method: | |
| Agency Fee: | $205 |
| Due: | Annually by December 31. |
Amendment
| Filing Method: |
Supplemental Reporting
Annual Report
| Form: | |
| Agency Fee: | $0 |
| Due: | Annually by March 31. |
Rhode Island Debt Management Services Registration
| Agency: | Rhode Island Department of Business Regulation - Division of Banking |
| Foreign Qualification is Prerequisite: | Yes |
| Registered Agent (Special Agency) Required? | Yes |
Initial Registration
| Instructions: | |
| Filing Method: | |
| Agency Fee: | $300 license fee + $15 credit report fee + $36.25 background check fee |
Registration Renewal
| Filing Method: | |
| Agency Fee: | $305 |
| Due: |
|
Rhode Island Exempt Mortgage Company Registration
| Agency: | Rhode Island Department of Business Regulation - Division of Banking |
| Foreign Qualification is Prerequisite: | Yes |
| Registered Agent (Special Agency) Required? | Yes |
Initial Registration
| Instructions: | |
| Filing Method: | |
| Agency Fee: | $100 NMLS processing fee |
Registration Renewal
| Filing Method: | |
| Agency Fee: | $0 |
| Due: |
|
Rhode Island Lender Branch Certificate
| Agency: | Rhode Island Department of Business Regulation - Division of Banking |
| Foreign Qualification is Prerequisite: | No |
| Registered Agent (Special Agency) Required? | No |
Initial Registration
| Instructions: | |
| Filing Method: | |
| Agency Fee: | $20 + $1100 license fee + $550 investigation fee + $15 credit report fee + $36.25 background check fee |
Registration Renewal
| Filing Method: | |
| Agency Fee: | $1,155 |
| Due: |
|
Rhode Island Lender License
| Agency: | Rhode Island Department of Business Regulation - Division of Banking |
| Foreign Qualification is Prerequisite: | Yes |
| Registered Agent (Special Agency) Required? | Yes |
Initial Registration
| Instructions: | |
| Filing Method: | |
| Agency Fee: | $1750 license fee + $15 credit report fee + $36.25 background check fee |
Registration Renewal
| Filing Method: | |
| Agency Fee: | $1,205 |
| Due: |
|
Rhode Island Loan Broker Branch Certificate
| Agency: | Rhode Island Department of Business Regulation - Division of Banking |
| Foreign Qualification is Prerequisite: | No |
| Registered Agent (Special Agency) Required? | No |
Initial Registration
| Instructions: | |
| Filing Method: | |
| Agency Fee: | $20 + $550 license fee + $275 investigation fee + $15 credit report fee + $36.25 background check fee |
Registration Renewal
| Filing Method: | |
| Agency Fee: | $605 |
| Due: |
|
Rhode Island Loan Broker License
| Agency: | Rhode Island Department of Business Regulation - Division of Banking |
| Foreign Qualification is Prerequisite: | Yes |
| Registered Agent (Special Agency) Required? | Yes |
Initial Registration
| Instructions: | |
| Filing Method: | |
| Agency Fee: | $925 license fee + $15 credit report fee + $36.25 background check fee |
Registration Renewal
| Filing Method: | |
| Agency Fee: | $655 |
| Due: |
|
Rhode Island Small Loan Lender
| Agency: | Rhode Island Department of Business Regulation - Division of Banking |
| Foreign Qualification is Prerequisite: | Yes |
| Registered Agent (Special Agency) Required? | Yes |
Initial Registration
| Instructions: | |
| Filing Method: | |
| Agency Fee: | $825 license fee + $15 credit report fee + $36.25 background check fee |
Registration Renewal
| Filing Method: | |
| Agency Fee: | $655 |
| Due: |
|
Rhode Island Small Loan Lender Branch Certificate
| Agency: | Rhode Island Department of Business Regulation - Division of Banking |
| Foreign Qualification is Prerequisite: | No |
| Registered Agent (Special Agency) Required? | No |
Initial Registration
| Instructions: | |
| Filing Method: | |
| Agency Fee: | $825 license fee + $15 credit report fee + $36.25 background check fee |
Registration Renewal
| Filing Method: | |
| Agency Fee: | $605 |
| Due: |
|
Rhode Island Student Loan Servicer Registration
| Agency: | Rhode Island Department of Business Regulation - Division of Banking |
| Foreign Qualification is Prerequisite: | Yes |
| Registered Agent (Special Agency) Required? | Yes |
Initial Registration
| Instructions: | |
| Filing Method: | |
| Agency Fee: | $1000 license/registration fee |
Registration Renewal
| Filing Method: | |
| Agency Fee: | $1,000 |
| Due: |
|
Rhode Island Third Party Loan Servicer Branch License
| Agency: | Rhode Island Department of Business Regulation - Division of Banking |
| Foreign Qualification is Prerequisite: | No |
| Registered Agent (Special Agency) Required? | No |
Initial Registration
| Instructions: | |
| Filing Method: | |
| Agency Fee: | $20 + $1100 license fee + $550 investigation fee + $15 credit report fee + $36.25 background check fee |
Registration Renewal
| Filing Method: | |
| Agency Fee: | $1,155 |
| Due: |
|
Rhode Island Third Party Loan Servicer License
| Agency: | Rhode Island Department of Business Regulation - Division of Banking |
| Foreign Qualification is Prerequisite: | Yes |
| Registered Agent (Special Agency) Required? | Yes |
Initial Registration
| Instructions: | |
| Filing Method: | |
| Agency Fee: | $100 + $1100 license fee + $550 investigation fee + $15 credit report fee + $36.25 background check fee |
Registration Renewal
| Filing Method: | |
| Agency Fee: | $1,205 |
| Due: |
|
Individual Licenses
Rhode Island Individual Financial Services Licenses
Rhode Island Mortgage Loan Originator License
| Agency: | Rhode Island Department of Business Regulation - Division of Banking |
Initial Registration
| Instructions: | |
| Filing Method: | |
| Agency Fee: | $630 license fee + $15 credit report fee + $36.25 background check fee |
Registration Renewal
| Filing Method: | |
| Agency Fee: | $455 |
| Due: |
|
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