50-State Financial Services Licensing Compliance Guide
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Indiana Finance Licensing

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Licenses are typically required for individuals and businesses that provide finance industry services in the United States. This guide contains information about professional finance licensing in Indiana.

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Company Licenses

Indiana Financial Services Company Licenses

Indiana Collection Agency Branch License

Agency:Indiana Secretary of State - Securities Division
Bond Requirements:

$5,000 surety bond.

Initial Registration

Filing Method:

Online through NMLS

Agency Fee:

$30

Registration Renewal

Filing Method:

Online through NMLS

Agency Fee:

$30

Due:

Licenses expire on December 31st, but renewals are due by December 1 every year.

Indiana Collection Agency License

Agency:Indiana Secretary of State - Securities Division
Bond Requirements:

$5,000 surety bond.

Registered Agent (Special Agency) Required?Yes

Initial Registration

Filing Method:

Online through NMLS

Agency Fee:

$100 application fee + $100 processing fee.

Registration Renewal

Filing Method:

Online through NMLS

Agency Fee:

$100

Due:

Licenses expire on December 31st, but renewals are due by December 1 every year.

Indiana Consumer Loan License

Agency:Indiana Department of Financial Institutions - Consumer Credit Division
Foreign Qualification is Prerequisite:No
Registered Agent (Special Agency) Required?Yes

Initial Registration

Instructions:

New Application

Filing Method:

Online

Agency Fee:

$1,000 application fee + $36.25 per person background check fee 

Registration Renewal

Filing Method:

Online

Agency Fee:

$100 NMLS fee

Due:

Annually by December 31.

Indiana Credit Union Service Organization Exempt Company Registration

Agency:Indiana Department of Financial Institutions - Consumer Credit Division
Foreign Qualification is Prerequisite:No
Registered Agent (Special Agency) Required?No

Initial Registration

Instructions:

Requirements Checklist

Filing Method:

Online

Agency Fee:

$100 NMLS processing fee

Registration Renewal

Filing Method:

Online

Agency Fee:

$0

Due:

  • Licenses expire on December 31 of each year. Licensees are recommeded to renew by November 1.
  • Licenses issued in November or December remain valid through the next renewal period.

Indiana Debt Management License

Agency:Indiana Department of Financial Institutions - Consumer Credit Division
Foreign Qualification is Prerequisite:Yes
Registered Agent (Special Agency) Required?Yes

Initial Registration

Instructions:

Requirements Checklist

Filing Method:

Online

Agency Fee:

$1000 application fee + $15 credit report fee + $36.25 background check fee

Registration Renewal

Filing Method:

Online

Agency Fee:

$1,000

Due:

  • Licenses expire on December 31 of each year. Licensees are recommeded to renew by November 1.
  • Licenses issued in November or December remain valid through the next renewal period.

Indiana Exempt Company Registration - Third Party Loan Processing

Agency:Indiana Department of Financial Institutions - Consumer Credit Division
Foreign Qualification is Prerequisite:Yes
Registered Agent (Special Agency) Required?Yes

Initial Registration

Instructions:

Requirements Checklist

Filing Method:

Online

Agency Fee:

$100 NMLS processing fee

Registration Renewal

Filing Method:

Online

Agency Fee:

$0

Due:

  • Licenses expire on December 31 of each year. Licensees are recommeded to renew by November 1.
  • Licenses issued in November or December remain valid through the next renewal period.

Indiana Loan Broker Branch License

Agency:Indiana Secretary of State - Securities Division
Foreign Qualification is Prerequisite:No
Registered Agent (Special Agency) Required?No

Initial Registration

Instructions:

Requirements Checklist

Filing Method:

Online

Agency Fee:

$20 + $75 application fee + $36.25 background check fee

Registration Renewal

Filing Method:

Online

Agency Fee:

$75

Due:

  • Licenses expire on December 31 of each year. Licensees are recommeded to renew by November 1.
  • Licenses issued in November or December remain valid through the next renewal period.

Indiana Loan Broker License

Agency:Indiana Secretary of State - Securities Division
Foreign Qualification is Prerequisite:Yes
Registered Agent (Special Agency) Required?Yes

Initial Registration

Instructions:

Requirements Checklist

Filing Method:

Online

Agency Fee:

$100 + $200 application fee + $15 credit report fee + $36.25 background check fee

Registration Renewal

Filing Method:

Online

Agency Fee:

$200 renewal fee + $100 equitable owner fee

Due:

  • Licenses expire on December 31 of each year. Licensees are recommeded to renew by November 1.
  • Licenses issued in November or December remain valid through the next renewal period.

Indiana Loan Processing Company Registration

Agency:Indiana Secretary of State - Securities Division
Foreign Qualification is Prerequisite:Yes
Registered Agent (Special Agency) Required?Yes

Initial Registration

Instructions:

Requirements Checklist

Filing Method:

Online

Agency Fee:

$100 + $25 application fee

Registration Renewal

Filing Method:

Online

Agency Fee:

$25

Due:

  • Licenses expire on December 31 of each year. Licensees are recommeded to renew by November 1.
  • Licenses issued in November or December remain valid through the next renewal period.

Indiana Money Transmitter License

Agency:Indiana Department of Financial Institutions - Consumer Credit Division
Foreign Qualification is Prerequisite:Yes
Registered Agent (Special Agency) Required?Yes

Initial Registration

Instructions:

Requirements Checklist

Filing Method:

Online

Agency Fee:

$1000 application fee + $36.25 background check fee

Registration Renewal

Filing Method:

Online

Agency Fee:

$1,000

Due:

  • Licenses expire on December 31 of each year. Licensees are recommeded to renew by November 1.
  • Licenses issued in November or December remain valid through the next renewal period.

Indiana Mortgage Lending License

Agency:Indiana Department of Financial Institutions - Consumer Credit Division
Foreign Qualification is Prerequisite:Yes
Registered Agent (Special Agency) Required?Yes

Initial Registration

Instructions:

Requirements Checklist

Filing Method:

Online

Agency Fee:

$100 processing fee + $1,000 application fee

Registration Renewal

Filing Method:

Online

Agency Fee:

$1,000

Due:

  • Licenses expire on December 31 of each year. Licensees are recommeded to renew by November 1.
  • Licenses issued in November or December remain valid through the next renewal period.

Indiana Notice of Intent Registration

Agency:Indiana Department of Financial Institutions - Consumer Credit Division
Law:

IC 24-4.5-6-201

Foreign Qualification is Prerequisite:No
Registered Agent (Special Agency) Required?No

Initial Registration

Form:

Notice of Intent

Agency Fee:

$0

Registration Renewal

Form:

Notice of Intent (Renewal)

Agency Fee:

There are no fees due if the total original unpaid balances reported are $100,000 or less. The volume reported over $100,000 is subject to a fee set by the Department for each $100,000 or part there-of.

Due:

Annually by January 31.

Individual Licenses

Indiana Individual Financial Services Licenses

Indiana Loan Originator License

Agency:Indiana Secretary of State - Securities Division

Initial Registration

Instructions:

Requirements Checklist

Filing Method:

Online

Agency Fee:

$30 + $50 application fee + $15 credit report fee + $36.25 background check fee

Registration Renewal

Filing Method:

Online

Agency Fee:

$50

Due:

  • Licenses expire on December 31 of each year. Licensees are recommeded to renew by November 1.
  • Licenses issued in November or December remain valid through the next renewal period.

Indiana Mortgage Loan Originator License

Agency:Indiana Department of Financial Institutions - Consumer Credit Division

Initial Registration

Instructions:

Requirements Checklist

Filing Method:

Online

Agency Fee:

$30 + $100 license/registration fee + $15 credit report fee + $36.25 background check fee

Registration Renewal

Filing Method:

Online

Agency Fee:

$100

Due:

  • Licenses expire on December 31 of each year. Licensees are recommeded to renew by November 1.
  • Licenses issued in November or December remain valid through the next renewal period.

Indiana Principal Manager License

Agency:Indiana Secretary of State - Securities Division

Initial Registration

Instructions:

Requirements Checklist

Filing Method:

Online

Agency Fee:

$30 + $100 application fee + $15 credit report fee + $36.25 background check fee

Registration Renewal

Filing Method:

Online

Agency Fee:

$100

Due:

  • Licenses expire on December 31 of each year. Licensees are recommeded to renew by November 1.
  • Licenses issued in November or December remain valid through the next renewal period.

Explore licensing in other states:

Alabama Alaska Arizona Arkansas California Colorado Connecticut Delaware District of Columbia Florida Georgia Hawaii Idaho
Illinois Indiana Iowa Kansas Kentucky Louisiana Maine Maryland Massachusetts Michigan Minnesota Mississippi Missouri
Montana Nebraska Nevada New Hampshire New Jersey New Mexico New York North Carolina North Dakota Ohio Oklahoma Oregon Pennsylvania
Rhode Island South Carolina South Dakota Tennessee Texas Utah Vermont Virginia Washington West Virginia Wisconsin Wyoming
Revised April 19, 2024. Complete data last reviewed January 08, 2019.
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