Alabama Charitable Gift Annuity Registration

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Filling out a form on donation property

Charities are required to meet prerequisites and follow regulations before using charitable annuities for fundraising. This guide contains information about charitable gift annuities in Alabama.

Alabama Charitable Gift Annuity Registration

Agency:Alabama Securities Commission - Registration Division
Law:

AL Code § 8-6-10 and Securities Commission Administrative Code 830-X-6-.10

Foreign Qualification is Prerequisite:Not Set
Exam Required?Not Set
Registered Agent (Special Agency) Required?Not Set

Initial Registration

Form:

Form U-4: Uniform Application for Securities Industry Registration or Transfer

Agency Fee:

$60 per agent.

Notes:

Individual agents who solicit on behalf of an organization should register using form U-4. The issuing organization must also submit form U-2 and various supporting documents.

Registration Renewal

Agency Fee:

$60

Due:

Annually

Revised June 13, 2021. Complete data last reviewed December 04, 2017.
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